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home | My IIA | presentations
28 June 2019
IIA NZ Topic: NZX Regulation - Transactions, Conduct and Culture on the NZX Markets
Presented by: Chris Juchnowicz & Jonathan Maharaj
NZX Regulation works at the heart of New Zealand's capital markets. In this presentation, Chris Juchnowicz (Manager, Issuer Transactions) and Jonathan Maharaj (Manager, Market Conduct) discuss transactions, conduct and culture on the NZX markets. The presentation includes an overview of how NZX is regulated, internal audit at NZX listed issuers, the transactions process, conduct and culture on the NZX markets, as well as case studies and enforcement work.